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Analysis and Mechanism of Leakage Caused by Freezing in Plate Heat Exchangers

Analysis and Mechanism of Leakage Caused by Freezing in Plate Heat Exchangers

1. Introduction

Plate heat exchangers are widely used in refrigeration, heat pump systems, industrial cooling, and energy recovery applications due to their high heat transfer efficiency and compact structure. However, under low-temperature operating conditions, if system control or operating conditions are improper, freezing of the process medium may cause severe mechanical damage to the plate heat exchanger, leading to internal leakage or cross-contamination between circuits.

Leakage caused by freezing is typically characterized by sudden occurrence, severe damage, and irreversibility. It represents a high-risk failure mode that requires special attention during the operation of plate heat exchangers.


2. Basic Conditions for Freezing

Freezing in a plate heat exchanger usually occurs when one or more of the following conditions are present simultaneously:

Medium temperature drops below the freezing point

  • Cooling water, softened water, or low-concentration antifreeze solutions

  • Actual freezing point higher than the design assumption

Insufficient local flow or uneven flow distribution

  • Flow rate too low

  • Local blockage

  • Uneven flow distribution in channels

  • Transient low flow velocity during start-up or shutdown

Failure of control or protection systems

  • Excessive refrigerant supply

  • Delayed response of temperature control valves

  • Antifreeze protection logic not activated

Inside a plate heat exchanger, even if the overall outlet temperature has not dropped below 0°C, localized areas on the plates may still reach temperatures below the freezing point, forming so-called “cold spots.” This is the most common yet most easily overlooked trigger for freezing.


3. Damage Mechanism of Freezing in Plate Heat Exchangers

3.1 Volumetric Expansion Effect of Ice

During freezing, water expands in volume by approximately 9%.
Within the narrow flow channels of a plate heat exchanger, this volumetric expansion generates extremely high localized mechanical stress.

Because the plates are relatively thin (typically 0.3–0.6 mm) and form complex flow channels through corrugated patterns, once freezing occurs:

  • The expansion force of ice acts directly on the plate surface

  • The plates undergo plastic deformation

  • Microcracks or permanent deformation may form in areas of stress concentration


3.2 Permanent Plate Deformation and Loss of Sealing Integrity

Freezing does not usually occur uniformly, but rather:

  • Initiates in localized regions

  • Propagates along low-flow or stagnant zones

This can result in:

  • Local bulging or indentation of plates

  • Irreversible changes in inter-plate spacing

  • Abnormal stress on gasket sealing lines (for gasketed plate heat exchangers) or on welds/brazed joints (for welded or brazed plate heat exchangers)

Even after the ice melts, the plates cannot return to their original geometry, thereby creating latent leakage risks.


3.3 Leakage Characteristics

Leakage caused by freezing typically exhibits the following characteristics:

  • Damage limited to one or a small number of plates

  • Leakage points are localized rather than randomly distributed

  • Initial leakage may be minor

  • Leakage gradually worsens with continued operation

In brazed or fully welded plate heat exchangers, once the plates are damaged by ice expansion, the unit is generally not repairable and must be replaced as a whole.


4. Why Freezing-Related Leakage Often Occurs Rapidly

Unlike general corrosion or fatigue failure, freezing represents an instantaneous mechanical damage mechanism:

  • It may occur during a single start-up or a short abnormal operating event

  • Total operating hours may be relatively low

  • Leakage may only become apparent after the freezing event

Therefore, the occurrence of leakage after a short operating period does not rule out freezing as the root cause.


5. Summary of Typical Contributing Factors

In practical applications, freezing-related leakage is often associated with the following factors:

  • Actual operating medium differs from the design medium (e.g., water used instead of antifreeze)

  • Insufficient antifreeze concentration

  • Excessive cooling capacity with delayed regulation

  • Frequent start-stop cycles or low-load operation

  • Internal fouling or blockage leading to reduced local flow rates


6. Prevention and Recommendations

To prevent leakage caused by freezing in plate heat exchangers, the following aspects should be carefully addressed:

Verification of freezing point

  • Antifreeze type and concentration

  • Consideration of actual operating conditions, not only theoretical values

Ensuring minimum flow rate

  • Avoid operation below the manufacturer’s specified minimum flow

  • Prevent local stagnation

Improvement of antifreeze protection logic

  • Low-temperature interlocks

  • Shutdown of cooling source

  • Forced circulation pump operation

Avoid operation near freezing conditions

  • Outlet temperature design should include sufficient safety margin

  • Continuous operation close to the freezing point should be avoided


7. Conclusion

Leakage caused by freezing in plate heat exchangers is essentially a form of mechanically induced damage resulting from phase change. Its occurrence is closely related to operating conditions, control logic, and medium properties.

Once freezing occurs, even if normal operation is subsequently restored, irreversible damage may already exist within the plate structure. This damage can later develop into leakage during continued operation. Therefore, freezing should not be regarded as a negligible transient anomaly, but rather as a high-risk condition that must be actively prevented during both the design and operation stages.


Relationship Between Plate Heat Exchanger Design and Freezing Risk

This is a very relevant question. The key conclusion can be summarized in one sentence, followed by a breakdown from a design perspective: freezing is directly related to plate heat exchanger design, but not in a simplistic “good design versus bad design” sense.

Key Conclusions

  • Plate heat exchangers are inherently more susceptible to freezing than shell-and-tube heat exchangers due to their structural characteristics.

  • Certain design parameters can significantly amplify or mitigate the risk of leakage caused by freezing.


Design Factors Directly Related to “Freezing → Leakage”

1. Plate Thickness

Plate heat exchanger plates are typically only 0.3–0.6 mm thick.

This thin design is intended to:

  • Improve heat transfer efficiency

  • Reduce thermal resistance

  • Increase turbulence

However, the trade-off is:

  • Reduced resistance to mechanical deformation

  • Stress generated by ice expansion can easily exceed the yield strength of the plate material

  • A single freezing event may cause permanent plastic deformation

By comparison:
Shell-and-tube heat exchangers use thicker tubes with larger diameters and therefore exhibit much higher resistance to freezing damage.


2. Channel Gap and Chevron Pattern Design

The internal flow channels of a plate heat exchanger are extremely narrow:

  • Typical channel gap: 2–4 mm

  • Corrugated patterns create numerous contact points

While this is advantageous for heat transfer, under freezing conditions it means:

  • Ice has no room to expand

  • Expansion force acts directly on the plates

  • Stress is highly concentrated at:

    • Chevron peaks

    • Contact points

    • Welded or brazed joints

This is the structural reason why freezing can directly rupture plates.


3. Flow Distribution Design

One frequently overlooked area in plate heat exchanger design is the distribution zone, which is characterized by:

  • Proximity to the ports

  • Lower flow velocity than the main heat transfer area

These zones are prone to:

  • Localized low temperature

  • Stagnant flow

  • Formation of cold spots

If:

  • The distribution area is relatively large, or

  • The operating flow rate is low

Freezing often initiates in these regions. This is fully consistent with cases where leakage is concentrated in adjacent channels rather than randomly distributed.


4. Pass Arrangement and Actual Operating Velocity

From a design standpoint:

  • Multiple-pass arrangements (2-pass / 4-pass):

    • Advantage: higher velocity and heat transfer coefficient

    • Risk: higher pressure drop and more complex flow distribution

  • Single-pass arrangements (1-pass):

    • Lower pressure drop

    • More prone to low-flow operation under low-load conditions

If:

  • The design is valid at rated flow conditions

  • Actual operation frequently occurs at low load or low flow

Then the operating point may enter a “freezing-sensitive zone,” even though the design itself is not incorrect.


5. Freezing Margin in Design

The freezing margin represents a critical interface between design and operation.

In many designs:

  • Outlet temperature is very close to 0°C

  • Antifreeze concentration is selected close to the theoretical freezing point

Under actual operating conditions:

  • Instrumentation inaccuracies

  • Control delays

  • Load fluctuations

Local plate temperatures may easily fall below the freezing point.

If the design does not include:

  • Adequate freezing safety margin

  • Minimum flow verification

Then freezing risk is effectively embedded at the design stage.